📋 Tender Overview
According to Decision No. 686/QD-BTC, the State Securities Commission is a unit under the Ministry of Finance, performing the function of advising and assisting the Minister of Finance in state management of securities and the securities market, organizing the enforcement of laws on securities and the securities market according to the provisions of law and decentralization and authorization of the Minister of Finance.
The State Securities Commission performs the following tasks and powers: Submitting to the Minister of Finance for submission to competent authorities for consideration and decision on draft laws, draft resolutions of the National Assembly, draft ordinances, draft resolutions of the National Assembly Standing Committee; draft decrees of the Government; draft decisions of the Prime Minister and other documents on securities and the securities market, strategies, plans, projects, policies for development of the securities market; organizing the implementation of legal documents on securities and the securities market, strategies, plans, projects, policies and other documents in the field of securities and the securities market after being issued or approved by competent authorities; organizing and developing the securities market; directly managing and supervising securities and securities market activities, managing securities and securities market service activities in accordance with the provisions of law; Manage, inspect, examine and supervise the securities business activities of the Vietnam Stock Exchange and its subsidiaries, the Vietnam Securities Depository and Clearing Corporation and its subsidiaries; approve the business regulations of the Vietnam Stock Exchange, the Vietnam Securities Depository and Clearing Corporation...
Regarding the organizational structure, the State Securities Commission has 12 units including: 1. Securities Market Development Board; 2. Securities Offering Management Board; 3. Public Company Supervision Board; 4. Securities Trading Management Board; 5. Management Board of Fund Management Companies and Securities Investment Funds; 6. Securities Market Supervision Board; 7. Legal - Foreign Affairs Board; 8. Human Resources Organization and Management Board; 9. Office; 10. State Securities Commission Inspectorate; 11. Technology and Digital Transformation Board; 12. Securities Science Research and Training Center.
In particular, the organizations specified from Clause 1 to Clause 11 are administrative organizations assisting the Chairman of the State Securities Commission in performing the function of advising on state management, the Securities Science Research and Training Center is a public service unit; the organizations specified from Clause 9 to Clause 12 have legal status, their own seals and accounts as prescribed.
The Office has 05 teams, the Technology and Digital Transformation Department has 04 teams, and the State Securities Commission Inspectorate has 04 teams.
Leader of State Securities Commission
The decision clearly states that the State Securities Commission has 1 Chairman and a number of Vice Chairmen. The Chairman is the head of the Securities Commission, responsible to the Ministry of Finance and the law for all activities of the State Securities Commission. The Vice Chairmen are responsible to the Chairman of the State Securities Commission and the law for the areas of work assigned to them.
The State Securities Commission (after being reorganized according to the Bureau model) is responsible for inheriting the tasks, powers and responsibilities of the State Securities Commission as prescribed in legal documents, procedural instructions and regulations of the Minister of Finance until the competent authority amends, supplements or replaces them.
The Chairman of the State Securities Commission is responsible for organizing and arranging for units under and directly under the State Securities Commission to operate under the new model within a maximum period of 3 months from the effective date of the decision.
This Decision comes into force from March 1, 2025.
